Tuesday, October 12, 2021

Republican China (1911-1949)

 Introduction

  • On Oct. 10th a mutiny headed by the New Army officers broke out at Wuchang.
  • They seized the city and obtained the support of the Hubei provincial assembly.
  • The provincial assembly declared the province independent from the empire.

  • By December all the provinces of southern and central China had fallen suit.
  • A republic was declared.
  • Sun Zhongshan (Sun Yatsen) was invited to become provisional president.
  • The Qing court appealed to Yuan Shikai to come to its support.
  • Instead hew decided to support the republic and to force the emperor to abdicate.

  • Between 1912 and 1916, Yuan Shikai. ruled, first as president, then as Emperor.
  • His death in 1916 left a political vacuum.
  • Until 1928 the government in Beijing only exercised symbolic authority over the country.
  • Real power was resting in the hands of the warlords.

  • During these years several important events took place.
  • a) The May Fourth Movement- the political and cultural movement which climaxed in 1919.
  • b) The founding of the Chinese Communist Party (CCP) in 1921.
  • c) the reorganization of the Guomindang or Nationalist Parry
  • d) The Northern Expedition of 1926-8 which to the nominal reunification of the country.

  • Between 1928 and 1937, the Guomindang attempted to transform China into a modern state.
  • At the same time it battled the CCP with which it had split in 1927.
  • In 1931 Japan seized Manchuria.
  • Jian Jieshi, now leading the Guomindang, refused to respond.
  • He preferred to pursue the Communists who set out on their Long March in 1934.
  • By 1936 Japanese forced Jiang Jieshi to agree to a united front with the Communists.
  • The Japanese were already in north China.
  • In the following year the Sino-Japanese War broke out.

  • After an initial period of heroic resistance, the Guomindang retreated to Chongqing.
  • The Communists fought from their base in Yan'an.
  • After the defeat of Japan, the Guomindang and the Communists fought a civil war.
  • It resulted in the Communist victory of 1949.


The Social Background to the Revolution

  • By the beginning of the 20th century, major changes were taking place in China.
  • This was true in the treaty ports where Western influence Wass most apparent.

  • The traditional elite - the gentry - no longer relied on the exam system to justify its position.
  • Wealthy gentry families .moved into the cities.
  • They employed members of the lower gentry to manage their rural estates.
  • Although the gentry despised commerce, many engaged in commercial activities.
  • On occasion they joined merchants, forming the merchant - gentry alliance.

  • The emergence of a new merchant class was due to two factors.
  • a) the opening of China to world trade.
  • b) the emigration of many thousands of Chinese to the Americas and South East Asia.
  • The great majority of new merchant class were owners of small enterprises.
  • They were affected by the changing economic environment.
  • So they formed chambers of commerce to protect themselves.
  • In 1904 the chambers of commerce were given official recognition..
  • The late Qing educational & military reforms had also contributed to social change.
  • The number of modern schools rose  35, 787 with an enrolment of 1, 006, 743 pupils.
  • This was in 1907.
  • It reached 82,272 schools with an enrolment of 2,933,287 pupils in 1912.
  • These schools were ill-prepared
  • Teachers taught a syllabus which was divorced from Chinese reality.
  • They did more to encourage protests and demands then to consolidate the imperial monarchy.

  • A small but influential group of students went overseas.
  • Many of them went to Japan where they studied a variety of subjects
  • They main lesson they learned was the importance of nationalism. 
  • They received constant reminders of the strength of Japan.
  • They were also reminded of the weakness of their own country.

  • China had formed regional armies.
  • The status of the military, which by tradition was very low, had begun to rise. 
  • China abolished the traditional military examination and they created the new armies.
  • After that a new class of professional soldiers began to appear.

  • Young men from good families were sent abroad to study, usually in Japan.
  • They encountered the idea that the army might lead in defending and regenerating the nation.

  • When they returned to China they became officers in the New Army units.
  • The most promenade were
  • a) The Beiyang Army formed by Yuan Shikai in the north.
  • b) The Self-Strengthening Army raised by Zhang Zhidong at Nanjing.

  • Before the 1911 revolution, other groups in Chinese society began to play small political roles.
  • The Treaty of Shimonoseki had permitted foreign-owned industries to exist in the treaty ports.

  • In Shanghai and a few other cities an industrial proletariate had begun to form.
  • They numbered about 661, 000 by 1912.

  • Workers, many of whom were women, were often recruited as contract labour.
  • This left them entirely dependent on the contractor to negotiate their conditions of work.
  • The conditions were very poor.
  • Under these circumstances the first industrial strikes took place.
  • A labour movement began to form.

  • The cities also became the forum for mass political protest.
  • In 1905 a boycott was organized in Shanghai and several other cities.
  • This was to protest against the restriction of Chinese immigration into the United States.

  • The Chinese government had been forced to apologize over an incidence concerning a Japanese ship.
  • That was the Tatsu Maru.
  • In 1908 street demonstrations took place in Guangzhou & Japanese goods were burned.
  • Among the demonstrators were many women.
  • They urged their supporters to wear rings engraved with the words: National Humiliation.

  • These signs of change were referred to a "Young China."
  • Young China was ban urban phenomenon.
  • Rural China remained only remotely affected.

Revolutionary Movement

  • In the Guomindang version they played a role in the overthrow of the Manchus.
  • The modern historians have been less convinced of the centrality of the revolutionaries.
  • this is in the events that led to
  •  a) the fall of the Qing Dynasty.
  • b) the collapse of the imperial system.

  • At most, the revolutionary movement creates a revolutionary tradition.
  • In 1911 it was too frail an instrument to be able to bring about a revolution on its own.
  • Yet the record of the early revolutionaries & their organizations is interesting.

Sun Yatsen

  • Sun Zhongshan (1866-1925) was the founder of the first revolutionary group.
  • He was born near Guangzhou and studied in Xianggang where he was baptized a Christian.
  • He lived for a time with his brother in Hawaii before returning to Xianggang to study medicine.
  • He then became interested in politics.

  • In 1984 he offered his services to Li Hongzhang.
  • His offer was ignored.
  • Then he abandoned thoughts of reform and turned to revolution.
  • He formed a revolutionary organization in Hawaii.
  • In the following year, he was involved in an abortive attempt to capture Guangzhou.

  • In 1896 he was kidnapped by the Chinese authorities on the streets of London.
  • He would have been smuggled back to China for trial and execution.
  • But he contacted friends who publicized his situation in the media and secured his release.

  • Sun came in contact with Kang Youwei and Liang Qichao.
  • They were the leading Chinese nationalists in exile in Japan.
  • Sun did not accept their plans for a constitutional monarchy.
  • He did not accept their ties with the gentry reform movement.
  • He  preferred to seek funds from Overseas Chinese.
  • He also preferred attempt at uprisings with the help of secret society members.

  • Nationalists have emphasized the contribution of Sun Yatsen.
  • This is at the expense of other revolutionary figures.


Student Revolutionaries

  • Zou Rong (1885-1905), like other Chinese students living in Japan, became a revolutionary.
  • This was when Russia failed to withdraw troops from Manchuria after the Boxer Uprising.
  • His manifesto, The Revolutionary Army was published.
  • It was done in the comparative safety of the International Settlement of Shanghai.
  • The manifesto contained a violent attack on the Manchus.
  • He was imprisoned for issuing inflammatory writings and died in jail at the age of 19.

  • Qiu Jin (1875-1907) was also a student in Japan.
  • There she took up the cause of woman's liberation
  • This, she believed, would only be achieved in conjunction with China's political liberation.
  • On her return to China she joined the Zhejiang Restoration Society.
  • She became involved in an attempted revolutionary coup and was executed.

  • Huang Xing (1874-1916), a more conventional revolutionary, came from Hunanafter studying in Japan,
  •  he returned to his home province 
  • here he established the Society for China's Revival.
  • a feature of this society was its recognition of the importance of infiltrating the armed forces.

  • In 1905, Sun Zhongshan supported by Huang Xing formed the Tongmenghui.
  • It was the Revolutionary Alliance, inTokyo.
  • The Alliance brought together number of revolutionary organizations.
  • They adopted a manifesto written by Sun which contained a four-point programme.

  • a) drive out the Manchus.
  • b) restore China.
  • c) establish a republic
  • d) equalize land-ownership.

  • The first revolutionary stage would be a military dictatorship.
  • This would be followed by a period of a one party government - "a political tutelage."
  • This would eventually be followed by the introduction of a democracy.

  • Over the next few years several abortive revolutionary incidents occurred.
  • In 1906 at Pingliuli (Hunan), the Gelaohui or Elder Brother Society, attempted an uprising.
  • This was in conjunction with dissident miners and soldiers.
  • Some students from the Revolutionary Alliance took part.
  • The rebels called for the establishment of a republic
  • Or, they wanted the restoration of a Chinese empire.
  • However, the rebels were no match for well-armed government soldiers.

  • In 1910 Huang Xing & other revolutionaries organized a mutiny.
  • This was in the ranks of the Guangzhou New Army.
  • But the mutiny broke out prematurely and was easily suppressed.
  • Nine months later the Alliance was involved in the Guangzhou revolt.
  • This turned into a devastating defeat of the Guaangzhou revolutionaries.


The 1911 Revolution

  • The revolutionary attempts had dramatized the challenge to Manchu rule.
  • At the start of 1911 there was no expectation that China was on the verge of a revolution.
  • Two incidents were to precipitate a crisis.
  • This would also expose the weakness of the Manchu dynasty.
  • It would also show the frailty of the imperial system.

  • The first incident came from the issue of railway construction.
  • In 1908  Zhang Zhidong had begun to negotiate an international loan.
  • Part of this loan was to be used to finance the construction of a national railway network.
  • This plan threatened the interest of the consortia formed by merchants and gentry.
  • Te merchants & gentry were planning to build provincial railway lines.

  • Zhang Zhidong died in 1909 and his place was taken by Shang Xuan-huai.
  • He was a bureaucratic capitalist.
  • He had previously run the Hanyeping Coal & Iron Company at Hanyang.
  • Sheng was a leading exponent of railway nationalization.
  • He already was accused of selling out China's rights by burrowing from foreigners.

  • In May 1911 Sheng proposed the nationalization of all non-completed railways.
  • It was for these railways that the provincial gentry-merchants capital had ben raised.

  • Then the investors learnt that they only recover part of their investments.
  • Then loud protests are expressed particularly in Sichuan.

  • The Sichuan Railway Protection League was established.
  • Mass meetings were  held.
  • A campaign of civil disobedience began.
  • The Governor General of the province 
  • a) arrested their League's leaders
  • b) broke up demonstrations
  • c) called for military reinforcements

  • By September the militia and secret societies virtually controlled the province.
  • Some were led by members pf the Revolutionary Alliance.

  • The second incidence had its origins in the military modernization.
  • This began after the Sino-Japanese War and continued with the late Qing reforms. 
  • The new armies recruited better educated soldiers.
  • Many of whom were susceptible to nationalist propaganda.
  • It Wass futile to oppose the new armies, revolutionaries had tried to infiltrate them.

  • This was done successfully in Hubei
  • This is where the new army units were stationed at Wuhan.
  • This was the triple city on the Yangzi.
  • It included Hankou with its important foreign concessions.
  • In 1908 a group was formed among soldiers of the 41st regiment of the Hubei Army.
  • The group was called th e Political Study Society.

  • It had connections with the local treaty-port press.
  • The society was broken.
  • But the Revolutionaries regrouped in early 1911 to form the Literature Society.


Other Events

  • in 1911 other events contributed to the development of a revolutionary atmosphere
  • central China and Hanbkou in particular had suffered from an economic depression
  • severe flooding of the Yangzi and Han rivers had cost an estimated 2,500,000 lives.

  • in April one of the most vaunted constitutional reforms at last came into effect
  • this was the appointment of a responsible cabinet
  • it was composed of eight Manchus, one Mongol, and only four Chinese
  • then came the controversy over the nationalization of the railways
  • this resulted in some units of the Hubei Army being sent to Sichuan 
  • this was to suppress a movement for which many soldiers felt some sympathy.

  • the Literature Society had planned an insurrection in the middle of October 
  • this was together with other revolutionary organizations in Hubei and Hunan.

  • the plot was discovered
  • this forced the revolutionaries to advance the date to October 10th
  • with ease, the revolutionaries seized Wuchang,
  • this was on the opposite bank of the Yangzi from Hankou.
  • they set up a military government, which was supported by the Hubei provincial assembly.
  • they had declared independence from the empire and the establishment of a republic, 
  • then they sent messages to other provincial assemblies and New Army units 
  • this was to invite them to follow suit
  • by early Dec. 1911 all the provinces of south and central China had seceded from the empire.

  • the fate of the Qing dynasty, however, remained undecided
  • the Beiyang Army, stationed north, was less responsive to revolutionary propaganda
  • it did not react immediately to events in central China.

  • Yuan Shikai, the army's creator, had been dismissed in January 1909
  • In November 1911 the Manchu invited him back to serve as Prime Minister
  • Yuan, had also been approached by the revolutionaries, 
  • but he accepted the offer from the court
  • the imperial forces recaptured Hankou but were repulsed at Nanjing 
  • this reverse may have convinced Yuan that the future lay with the revolution.
  • he encouraged the Qing dynasty to abdicate with the promise of a generous settlement
  • in March 1912 he succeeded Sun Zhongshan as president of the new republic.

The 1911 Revolution

  • the revolutionary attempts had dramatized the challenge to Manchu rule
  • at the start of 1911 there was no expectation that China was on the verge of a revolution
  • two incidents were to precipitate a crisis 
  • this would also expose the weakness of the Manchu dynasty
  • it would also show the frailty of the imperial system.
  • the first incident came from the issue of railway construction
  • in 1908 Zhang Zhidong had begun to negotiate an international loan
  • part of this loan was to be used to finance the construction of a national railway network
  • this plan threatened the interests of the consortia formed by merchants and gentry 
  • the merchants & gentry were planning to build provincial railway lines.

  • Zhang Zhidong died in 1909 and his place was taken by Sheng Xuan-huai 
  • he was a bureaucratic capitalist
  • he had had previously run the Hanyeping Coal and Iron Company at Hanyang
  • Sheng was a leading exponent of railway nationalization
  • he already was accused of selling out China's rights by borrowing from foreigners.
  • In May 1911 Sheng proposed the nationalization of all non-completed railways 
  • it was for these railways that the provincial gentry-merchant capital that had been raised.
  • then the investors learned that they would only recover part of their investment
  • then loud protests were expressed particularly in Sichuan.

  • the Sichuan Railway Protection League was established, 
  • mass meetings were held
  • a campaign of civil disobedience began.
  • the governor-general of the province 
  • arrested their League's leaders, 
  • broke up demonstrations,
  • called for military reinforcements
  • by September the militia and secret societies virtually controlled the province.
  • some were led by members of the Revolutionary Alliance
  • the second incident had its origins in the military modernization
  • this began after the Sino-Japanese War and continued with the late Qing reforms.

  • the new armies recruited better-educated soldiers
  • many of whom were susceptible to nationalist propaganda.
  • it was futile to oppose the new armies, revolutionaries had tried to infiltrate them.

  • this was done most successfully in Hubei
  • this is where the New Army units were stationed at Wuhan, 
  • this was the triple city on the Yangzi
  • it included Hankou with its important foreign concession
  • in 1908 a group was formed among soldiers of the 41st Regiment of the Hubei Army. 
  • the group was called the Political Study Society
  • it had connections with the local treaty-port press,
  • the society was broken
  • but the revolutionaries regrouped in early 1911 to form the Literature Society.

Other Events
  • in 1911 other events contributed to the development of a revolutionary atmosphere
  • central China and Hanbkou in particular had suffered from an economic depression
  • severe flooding of the Yangzi and Han rivers had cost an estimated 2,500,000 lives.

  • in April one of the most vaunted constitutional reforms at last came into effect
  • this was the appointment of a responsible cabinet
  • it was composed of eight Manchus, one Mongol, and only four Chinese
  • then came the controversy over the nationalization of the railways
  • this resulted in some units of the Hubei Army being sent to Sichuan 
  • this was to suppress a movement for which many soldiers felt some sympathy.

  • the Literature Society had planned an insurrection in the middle of October 
  • this was together with other revolutionary organizations in Hubei and Hunan
  • the plot was discovered
  • this forced the revolutionaries to advance the date to October 10th
  • with ease, the revolutionaries seized Wuchang,
  • this was on the opposite bank of the Yangzi from Hankou.
  • they set up a military government, which was supported by the Hubei provincial assembly.
  • they had declared independence from the empire and the establishment of a republic, 
  • then they sent messages to other provincial assemblies and New Army units 
  • this was to invite them to follow suit
  • by early Dec. 1911 all the provinces of south and central China had seceded from the empire.

  • the fate of the Qing dynasty, however, remained undecided
  • the Beiyang Army, stationed north, was less responsive to revolutionary propaganda
  • it did not react immediately to events in central China.

  • Yuan Shikai, the army's creator, had been dismissed in January 1909
  • in November 1911 the Manchu invited him back to serve as Prime Minister
  • Yuan, had also been approached by the revolutionaries, 
  • but he accepted the offer from the court
  • the imperial forces recaptured Hankou but were repulsed at Nanjing 
  • this reverse may have convinced Yuan that the future lay with the revolution.
  • he encouraged the Qing dynasty to abdicate with the promise of a generous settlement
  • in March 1912 he succeeded Sun Zhongshan as president of the new republic.

  • should the 1911 revolution be counted as a genuine revolution?
  • two issues are of particular interest: 
  • 1) the motivation of the gentry and 
  • 2) the part played by the revolutionaries.

  • in the past the gentry group had transferred its allegiance to a new dynasty 
  • this was when it felt that the old dynasty could no longer secure its interests
  • in 1911, some gentry leaders were motivated by constitutionalism,
  • their main aim was constitutional reform and the establishment of a parliament.

  • they abandoned the dynasty because they lost faith in the Qing commitment to political reform.
  • for many other members of the gentry a number of things seemed dangerous:
  • a) dynastic decline, 
  • b) the rise of violence, 
  • c) the activities of the secret societies
  • they sided with the revolutionaries
  • because they believed that the New Army units could best preserve order
  • because they saw the opportunity to enhance their own power at local and provincial level.
  • the role of the revolutionaries was ambiguous
  • the Revolutionary Alliance did not contribute directly to the Wuchang coup
  • Sun Zhongshan himself was in the United States and read of the event in the newspaper.

  • the Wuchang rebels persuaded Li Yuanhong, to head the government.
  • he was a New Army brigade commander who was not a revolutionary
  • by November. most all the revolutionary leaders held that Yuan Shikai was the key to their success

  • when Sun Zhongshan returned to China in December he was apprehensive 
  • the was nervous that more fighting might lead to foreign intervention
  • he too, albeit reluctantly, turned to Yuan and resigned the presidency to him.

  • the revolutionaries &Sun Zhongshan helped create the political atmosphere
  • but they had little control over the events which followed.

The Presidency of Yuan Shikai

  • the critics of Yuan Shikai have accused him of 
  • a) betraying the 1898 reformers, 
  • b) deserting the Qing dynasty
  • c) abandoning the republic to make himself emperor,
  • all of these were cited as being motivated by selfishness … yet

  • he was apprehensive of foreign pressure on China's sovereignty, 
  • he set out to centralize the administration through reforms
  • these reforms had been introduced in stages to reduce the risk of disorder.
  • according to the constitution of the new republic, the president exercised considerable power, 
  • but he was required to share that power with the prime minister and parliament
  • Tang Shaoyi, the 1st prime minister was a member of the Revolutionary Alliance
  • four cabinet ministers were also members of the Revolutionary Alliance
  • the Alliance held about one-third of the seats of the provisional parliament.

  • this arrangement soon proved to be unmanageable
  • in June, Tang and other members of the cabinet resigned after a row over a foreign loan. 

  • in August, Yuan Shikai announced that the first parliamentary elections would take place 
  • this would be at the end of the year.

  • in preparation the Alliance merged with four minor parties
  • they renamed itself the Guomindang, 
  • it was headed by Song Jiaoren, 
  • it was he who had drafted the constitution
  • he won a majority in both houses of parliament. 
  • the new party immediately began to criticize some of the actions of Yuan's government
  • they criticized his willingness to take foreign loans
  • they began to demand that the power of parliament should be increase
  • Yuan Shikai's response was to have Song Jiaoren assassinated.

  • this was  followed the event known as the Second Revolution
  • in  April 1913, Yuan Shikai contracted a `Reorganisation Loan' of $25,000,000
  • the loan was from a British, French, German, Russian, and Japanese consortium.
  • this was done without the prior consent of parliament,

  • the loan,was secured on the revenue of the salt monopoly, 
  • the loan was to re-finance China's existing debts and to pay for a reform of the administration.
  • Yuan's opponents were sure this was not the reason for the loan
  • for them, it was to bankroll a campaign of suppression against his political opponents.

  • this suspicion was confirmed
  • after the Second Revolution, Yuan established himself as a dictator by doing the following:
  • a) martial law was declared, 
  • b) newspapers were closed down, 
  • c) opposition members of parliament were arrested
  • d) many thousands of people were killed.
  • e) the Guomindang members of parliament were expelled a
  • f) Yuan then dissolved the provincial assemblies, tampering with the interests of the gentry.

  • Yuan introduced several measures some of which continued his policy of centralization
  • other reforms hinted at a wider agenda of social improvement 
  • for example, his goal to educate all Chinese boys and raising the standards of agriculture.

Japan's Twenty One Demands

  • in January 1915, the Japanese government presented demands to Yuan Shikai 
  • these were twenty -one demands divided into five groups, which included: 

  • a)  the transfer to Japan of all German interests in Shandong,
  • b)  the extension of Japan's lease on the Liaodong peninsula,
  • c)  the granting of further commercial rights in Manchuria and 
  • d)  a joint Sino-Japanese control of the Hanyeping industrial complex.
  • e)   it required the Chinese government to use Japanese advisers 
  • this would be for 
  • a) its military, 
  • b) its police
  • c) its financial administrations, 
  • this would turn China into a `second Korea'.
  • the document was leaked to the Chinese press
  • an outburst of patriotic protests followed.
  •  Britain and the United States expressed concern 
  • but they advised that China would have to accept the ultimatum.

  • on May 7th 1915, Yuan acceded to the first four groups of the demands 
  • he deferred agreement on the fifth group
  • that day was to be commemorated as the day of national humiliation
  • Yuan's prestige was never to recover from his compromise on the issue.
  • Yuan’s willingness to compromise has been attributed to his desire to become emperor
  • His opponents had long suspected him of cherishing that ambition,
  • he only became committed to it in 1915 after the presentation of the Twenty-one Demands.

  • he believed that a restoration was the preference of the mass of the population, 
  • this was because the masses had never accepted the republic
  • he was encouraged in this view by Dr. F.J. Goodnow, his American political adviser,
  • he argued China's history & tradition made her more suited to a monarchy than to a republic.

  • in December Yuan accepted an invitation from his supporters to become emperor
  • on January 1st 1916 his reign began.

  •  the monarchical venture was not a success.
  • -intellectual criticism was led by Liang Qichao
  • in the past had been an advocate of a constitutional monarchy
  • but now believed that the mystique of the monarchy had been destroyed irrevocably.
  • Japan and the Western imperial powers expressed doubts about the wisdom of the move Japan began to supply funds to Yuan's political opponents.

  • the most serious opposition came from a group of military men 
  • it was headed by Cai E, the military governor of Yunnan.
  • in the following months he led his troops into Sichuan
  • Yuan dispatched units of the Beiyang Army
  • it should have been able to defeat Cai E easily, 
  • Cai E's military tactics and the defection of Yuan's supporters led to the loss of Sichuan.

  • by now support for Yuan Shikai was crumbling rapidly
  • in March he abandoned his claim to the monarchy
  • three months later he died.

The Warlord Era (1916-28)

  • Yuan Shikai's death left a political vacuum
  • his rejection of the republic had discredited parliamentary democracy
  • his ventures into dictatorship, & his restoration of the monarch gathered little support
  • in the ensuing period the central government ceased to exert national authority
  • effective power fell into the hands of military governors or warlords.
  • Yuan Shikai was succeeded as president by Li Yuanhong
  • the 1912 constitution was revised and there was a brief period of national unity
  • this was destroyed by disputes between Li and Duan Qirui, a general in the Beiyang Army
  • in the first instance over the validity of the 1912 constitution,
  • some believed it had been superseded by the constitution introduced by Yuan Shikai in 1914
  • in the second instance it was over whether China should enter the war against Germany.

  • in July 1917 the Beijing government encouraged Zhang Xun, to march into Beijing
  • this was  to restore the last Manchu emperor.

  • he was quickly expelled and Duan Qirui regained control
  • Li Yuanhong was forced to resign the presidency
  • his place being taken by Feng Guozhang, another former commander under Yuan Shikai. 

  • in 1918 Duan Qirui outraged nationalist opinion by accepting the `Nishihara loans' 
  • these loans were provided by the Japanese interests to advance their claims in Manchuria.

  • from this point the Beijing government ceased to exercise effective authority over the nation.
  • yet the Beijing government continued to receive the recognition of the foreign powers,

  • over the next decade, the distribution of power was fluid, 
  • initially north and central China was divided between the supporters of 
  • a) Duan Qirui who had formed the Anhui or Anfu cliqu 
  • b) the supporters of Feng Guozhang, who formed the Zhili clique.

  • in 1920 the Zhili clique headed by Zhang Zuolin,,defeated the Anfu clique. 
  • the Zhili and Fengtian cliques then fought two wars. 
  • the second war, in 1924, was a major conflict
  • it resulted in the break-up of the Zhili clique.
  • in 1920 the Zhili clique headed by Zhang Zuolin,,defeated the Anfu clique. 
  • the Zhili and Fengtian cliques then fought two wars. 
  • the second war, in 1924, was a major conflict
  • it resulted in the break-up of the Zhili clique.

  • from 1924 a somewhat more stable situation emerged
  • the basic warlord regimes were as follows:

  • 1. Zhang Zuolin, the Old Marshal in Manchuria,
  • 2. Feng Yuxiang, the `Christian General' in the north-west,
  • 3. Yan Xishan, the `Model Governor in Shanxi,
  • 4. Sun Chuanfang, in the lower Yangzi provinces
  • 5. Wu Peifu, the `Philosopher Marshal' in the middle Yangzi,
  • 6. The Guangxi clique, in the south-west.

  • around Guangzhou, Sun Zhongshan maintained a precarious existence.
  • this was with the consent of the local warlord Chen Jiongming, 
  • warlord regimes were extremely diverse, they did have some common features:

  • a) most warlords had a military background;
  • b) many had been military governors of provinces;
  • c) they all maintained armies which were loyal to them;
  • d) all, with the exception of Feng Yuxiang, (`mobile warlord') commanded a territorial base;
  • e) a number of them used levies to supply their financial needs;
  • f) part of their revenues came from taxes, especially land taxes;
  • g) other revenues came from their monopolies on consumer goods, the sale of opium, charges on business and railway companies.
  • h) some, who were short of funds, printed their own currency to supplement their income.

  • warlords did differ in terms of the ideologies they projected:
  • three main categories may be identified: 

  • a) conservative warlords, for example, Wu Peifu, a committed Confucianist;
  • b) reactionary warlords, for example Zhang Xun, who tried to restore the Qing;
  • c) reformist warlords, for example, Feng Yuxiang & Yan Xishan. 

  • of the latter two, Feng Yuxianghad become a Christian in 1914, 
  • he insisted that his troops should not drink, gamble, use opium, or visit prostitutes
  • he selected recruits on the basis of physical fitness,
  • he expected his men to train vigorously.

  • Yan Xishan promoted primary education and literacy
  • he initiated campaigns against foot-binding and prostitution.

  • the warlord period has usually been regarded as a disastrous episode in China's history
  • some of its dire features are as following:

  • a)  central government had collapsed, 
  • b)  outer Mongolia and Tibet had become semi-independent,
  • c)  intellectuals had withdrawn from public service,
  • d)  warfare was endemic,
  • e)  the economy was neglected, and
  • f)   Western imperialism continued to make inroads.

  • the warlord period had some positive aspects.
  • most warlords subscribed to the cause of Chinese nationalism.

  • during the First World War China's exports had boomed  
  • also, modern industries had expanded sharply.
  • this took place because European powers were in conflict in Europe
  • this trend continued after the war
  • the index of industrial production rising by 300% in 1916-28.

  • the traditional emphasis on ideological conformity was replaced by intellectual freedom
  • this made possible the cultural change known as the May Fourth Movement to take place.


The May Fourth Movement

  • the political disintegration left the way open for the emergence of new political parties
  • it is in these years that the Chinese Communist Party (CCP) was founded
  • also, the Guomindang was reorganized and began its bid to reunify China.

  • on May 4th 1919 the news reached Beijing about the Paris Peace Conference 
  • it had decided that the former German interests in Shandong should not go to China
  • it should be retained by Japan
  • it had been seized by Japan during the war.


  • a crowd of 3,000 students assembled at the Tiananmen 
  • they marched on the foreign legations.
  • the march was blocked by the police
  • so the students diverted to the house of Cao Rulin,
  • they burned down his house 
  • he was the minister of communications who had negotiated the Twenty-One Demands 
  • he had also arranged the Nishihara loans,

  • the police then intervened and arrested 31 students, one of whom later died due to injuries.
  • the incident quickly turned into a national protest
  • demonstrations took place in many other cities
  • a boycott of Japanese goods was declared.

  • Cao Julin resigned from the government and the government itself fell shortly afterwards
  • the Chinese delegation at Versailles refused to sign the concluding agreement.

  • this incident was the central event in the cultural & intellectual May 4th Movement.
  • its main themes can be divided into three parts:
  • a) an attack on Confucianism,
  • b) an enthusiasm for new ideas, 
  • c) a literary revolution.

  • the movement emerged at a time of rapid social change
  • it was marked by 
  • a) the growth of the coastal cities
  • b) the rapid increase in the number of students at universities and colleges
  • by 1919 about 4,500,000 students got an education that included some Western style studies.

  • the most prestigious institution was Beijing National University,
  • it had been founded in 1898 as a training centre for officials
  • but it was transformed into the leading academic institution 
  • it was committed to the promotion of liberal ideas, by its chancellor Cai Yuanpei (1868-1940).

  • he brought to the university a number of leading academics.
  • these included Hu Shi (1891-1962)
  • he had studied with the philosopher John Dewey at Columbia university
  • it also included Chen Duxiu (1879-1942
  • he had founded the journal New Youth in Shanghai in 1915.
  • its first editorial had called upon the youth of China to cast off conventions of the past
  • it called them to embrace the individualism and utilitarianism of the West.

  • Chen Duxiu & Li Dazhao (1888-1927) were to be the joint founders of the CCP.

  • the 1911 revolution had dismantled the political framework of the Confucian state
  • but the Confucian tradition remained dominant in the family,
  • this was mostly n the wealthy extended families 
  • they were families from which many of the 1st generations of Westernized intellectuals came.

  • this tradition was now attacked fiercely in the pages of New Youth.

  • in December 1916, Chen Duxiu published an article
  • it was entitled, “The Way of Confucius and Modern Life.”
  • In it he criticized Confucian teaching on filial piety and on the subservience of women,
  • he noted in particular the prejudice against the remarriage of widows.
  • Confucius, he remarked lived in a feudal age 
  • the ethics, social mores, and political institutions he advocated belonged to a feudal age.
  • classical Chinese literature was written in a condensed and allusive form
  • this made it accessible only to those with a classical education.
  • there was a new demand for newspapers, popular fiction and translations of Western work
  • this had resulted in the production of a large amount of writing in the vernacular
  • but the classical form continued to be used for all serious literature.

  • in 1917 Hu Shi published an article in the New Youth
  • in the article he called for a `literary revolution’,
  • this would supplant the classical style with the vernacular for all forms of literary expression
  • the following month Chen Duxiu made the following demand: 

  • "Destroy the aristocratic literature which is nothing but literary chiselling and flattery and construct a simple, expressive literature of the people."

  • the consequence was the emergence of a new vernacular literature
  • one of the first and greatest exponent of this was Lu Xun (1881-1936),
  • his short story `A Madman's Diary' appeared in the New Youth in April 1918.
  • in 1921 the ministry of education decreed the vernacular to be used in primary school texts

  • the third strand in the movement was the diffusion of a wide range of ideas from the West.

  • by late 19th century, many key concepts of the West had been translated into Chinese.
  • this included Social Darwinism and socialist and anarchist ideas,
  • in November 1918 an article appeared in the NewYouth 
  • it was called  `The Victory of Bolshevism', Li Dazhao 
  • it was attempt to explain the tenets of Bolshevism
  •  the following year he used an entire issue of the magazine to discuss Marxism.

  • in Jan. 1919 Chen Duxiu still argued on behalf of science & democracy 
  • he argued it could `cure the dark maladies in Chinese politics, morality, learning, and thought.’
  • but like many others, lost faith in Western democracy after the betrayal of China at Versailles

  • Hu Shi adopted the pragmatic philosophy of John Dewey
  • John Dewey was lecturing in China between 1919 and 1921. 

  • this made him doubt that ready-made ideologies could be a solution to China’s problems
  • such ideologies were anarchism or Marxism, which he called `isms’
  • he asked rhetorically what was the sole aim of this new thought
  • his answer was: to re-create civilization, but civilization was not created all at once,
  • it was created by inches and drops.’
  • his preference of gradualism contrasted with those who preferred a revolutionary approach 
  • these were the preferences  of Li Dazhao and Chen Duxiu,
  • the intellectual unanimity of the May Fourth period would not last.

  • Mao Zedong

  • Mao came from Shaoshan in  Hunan where his father had begun life as a poor peasant
  • eventually he became one of the wealthiest farmers in Shaoshan.
  • Mao father was a strict disciplinarian who often would beat Mao & his two brothers & adopted sister.
  • Mao’s mother was a devout Buddhist & tried to suppress her husband’s temper.
  • Mao had become a follower of Buddhism but abandoned it in his mid-teens
  • at age eight Mao was sent to Shaoshan Primary School where he learned the value systems of Confucianism
  • Mao did not like the classical  texts that preached Confucian morals
  • he preferred reading the popular novels like Romance of the Three Kingdoms & Water Margin.

The Founding of the Communist Party & the Reorganization of the Guomindang


  • many Chinese were proud of having belonged to the May Fourth generation
  • they regarded those years as the a starting point of modern Chinese history.
  • among them was Mao Zedong (1893-1976).
  • Mao’s father arranged him to marry a 17 year old girl called Luo Yigu - the first of 4 wives.
  • Mao refused to accept her as a wife 
  • he became a great critic of arranged feudal marriages & moved away.
  • Luo was disgraced & died in 1910.

  • while working on his father’s farm Mao read a lot & developed a political consciousness.
  • Mao was inspired by a booklet written by Zheng Guanying who lamented the deterioration of Chinese power.
  • he argued in favour of adopting a representative democracy.
  • Mao was also interested in history & was inspiredly the military skills and nationalistic passions of George Washington & Napoleon Bonaparte.
  • Mao’s political views were shaped by the protests that had erupted in Changsha following famine
  • Mao supported the demands made by the protestors although the armed forces suppressed the dissenters annexed the leaders.
  • the famine did spread to Shaoshan where starving peasants seized his father’s grain
  • he saw it as immoral behaviour although he claimed sympathy for it.

  • when he was 16 Mao moved to a higher primary school in nearby Dongshsan.
  • there he was bullied because of his peasant background
  • in 1911 he began middle school in Changsha where revolutionary sentiments were quite strong
  • there was also wide spread and animosity against Emperor Puyi’s absolute monarchy.
  • by now everyone was advocating  republicanism - its leader was Sun Yatsen.
  • Mao was influenced by Sun’s newspaper “The People’s Independence”
  • Mao even wrote an essay in school calling for Sun Yatsen to become president.
  • as a symbol of rebellion against Manchu rule Mao cut off his queue.

  • inspired by Sun Yatsen, the army sparked the Xinhai Revolution.
  • Changsha’s governor fled & the city fell into Republican hands
  • Mao joined the rebel army but did not get involved in the fighting
  • the northern provinces remained loyal to the emperor
  • to avoid a civil war Sun compromised with Yuan Shikai
  • the monarchy would be abolished, creating a republic of China.
  • but the monarchist Yuan would become president.
  • after the revolution was over Mao left the army in 1912 - he had spent 16 months with them. 
  • at that time Mao discovered socialism  from a newspaper - he did not embrace it. 


The Fourth Normal School at Changsha: 1912-19.

  • over the next few years Mao enrolled and dropped out of a number of institutions:
  • a) police academy
  • b) a soap production school
  • c) a law school
  • d) an economics school
  • e) the government-run school Changsha Middle School
  • Mao spent a lot of his time studying independently in the library.
  • he especially read the basic core works of classical liberalism
  • this would be “The Wealth of Nations” by Adam Smith
  • also, “The Spirit of the Laws” by Montesquieu 
  • furthermore he read scientists & philosophers.
  • these were Darwin, Mill, Rousseau, and Spencer.
  • Mao absorbed the idea of individualism whereby strong individuals were not bound by rules.
  • these rules would be moral or societal.
  • he began to accept the idea that the ends justifies the means.
  • his father saw no use in his son’s intellectual interests & thereby cut off his allowance.
  • Mao was forced to leave home into a hostel for the destitute. 
  • Mao wanted to become a teacher.
  • he enrolled at the Fourth Normal School of Changsha, it merged with another school.
  • now it became the best school in Hunan
  • encouraged by his teacher Mao began to read newspapers called “The New Youth”
  • the newspaper was founded by Chen Duxiu & Li Dazhao.
  • Chen was a nationalist who argued that China must look to the West in order to cleanse itself.
  • Mao had published his own articles in the newspaper (April 1917)
  • he urged people to increase their strength to support the revolution

  • by 1920, Chen Duxiu & Li Dazhao had started a Marxist study group at Beijing University
  • Mao Zedong had started his own group in Changsha
  • he organized the Association for Student Self-Government
  • he led protest against school rules
  • he was elected to command a student volunteer army to defend against marauding soldiers.
  • then Mao, taking a interest in war, studied the techniques of World War l
  • he began to develop a sense of solidarity with workers.
  • he helped form The Renovation of the People Study Society (April, 1918).
  • this was to debate Chen Duxiu’s ideas.
  • the society would later join the Communist Party
  • Mao graduated in June 1919 & was ranked third among the students that year.


  • Mao in Beijing
  • Mao moved to Beijing
  •  his mentor Yang Changji , now working at Peking University, secured him a job
  • this was as assistant to the University librarian, Li Dazhao.
  • Li had written articles in the New Youth on the October Revolution in Russia
  • this was when the Communist Bolshevik Party under Vladimir Lenin had seized power.
  • Lenin advocated the socko-political theory of Marxism.

  • Li’s articles brought an understanding of Marxism to the Chinese revolutionary movement.
  • Mao joined Li’s study group & quickly embraced Marxism during the winter of 1919.
  • at school Mao was being avoided by other students because of his peasant background.
  • Mao also  joined the university’s Philosophy & Journalism Societies.
  • he attended lectures by Chen Duxiu, Hu She, and Qian Xuantong.
  • Mao left Beijing in the spring of 1919

New Culture & Political Protests

  • May 4th, 1919 students in Beijing gathered at he Gate of Heavenly Peace.
  • they protested the Chinese government’s inability to resist Japanese expansion.
  • protestors were outraged at the influence given to Japan in the 21 Demands
  • mostly they were outrage at China being betrayed in the Treaty of Versailles
  • this treaty was to hand over Shandong to Japan instead of China
  • Germany had previously held on to it prior to the war
  • these demonstrations ignited the May Fourth Movement
  • it also fuelled the New Culture movement that blamed China for its diplomatic defeats.

  • meanwhile Mao had been teaching history at Xiuye Primary School
  • he was also organizing protests against the pro-dean Governor of Hunan, Zhao Jingyao.
  • Zhang’s rule was corrupt & violent
  • in May Mao co-founded the Hunanese Student Association with others.
  • they organized a student strike for June.
  • in July they began a weekly radical magazine, Xiang River Review (Xiangiang pinglun).
  • Mao advocated the need for a”great union of popular masses”
  • his ideas were not Marxist but were influenced by the concept of Mutual aid.(Peter Kropotkin).
  • Zhang barred the Student Association but Mao continued to publish.
  • Mao took over the editorship of the liberal magazine New Hunan & articles in local papers.
  • these newspapers advocated & supported feminism views; called for the liberation of women.
  • Mao was influenced by his forced arranged marriage as well.

  • Mao then began to read “The Communist Manifesto “ by Marx & Engels;
  • but he remained eclectic in his views
  • Mao travelled a bit before finally settling down in Shanghai.
  • he met Chen Duxiu who impressed him with his acceptance of Marxism
  • Mao met members of the Guomingdang & helped them overthrow Zhang
  • soon after Mao was appointed headmaster of the junior section of the First Normal school.
  • with a larger income , he married Yang Kaihui in the winter of 1



The Founding of the CCP & the Re-Organizing of the KMT: 1921-22.

  • the Communist party of China was founded by Chen Duxiu & Li Dazhao
  • they did this in the French concession of Shanghai in 1921
  • it was done as a study society and informal network.
  • Mao created a Changsha branch & established a branch of Socialist Youth Corps.
  • he began to propagate evolutionary literature throughout Hunan
  • heals was involved in the movement for Hunan autonomy - to increase civil liberties
  • a new warlord established Human autonomy; after that Mao decreased his involvement.

  • by 1921 small Marxist groups existed in the following cities:
  • a) Shanghai
  • b) Beijing,
  • c) Changsha
  • d) Wuhan
  • e) Guangzhou
  • f) Jinan
  • in April Grigori Voitinsky, representing the Third Communist International, visited China
  • this was to assist in the formation of a Communist party
  • first a Socialist Youth League was organized
  • contact was made with the group of students from Hunan and Sichuan 
  • among these students was Deng Xiaoping 
  • they had been sent to France on  part-time study part-time work scheme.

  • in July 23rd 1921  the First Congress of the CCP was held.
  • it was attended by 13 delegates, Mao included.
  • after the police spied on the congress they moved it to small boat on South Lake
  • neither Chen Duxiu nor Li Dazhao was present on that occasion
  • but Chen Duxiu was chosen as secretary-general of the Party in absentia.
  • Soviet & Comitern delegates attended
  • they ignored Lenin’s advice to accept a temporary alliance between them & “bourgeois democrats’
  • they too advocated national revolution
  • they held on to the Marxist belief that only urban peasants could lead a socialist revolution.
  • there is some uncertainty about the direction taken at that meeting
  • but it was agreed that the Party should concentrate on promoting the labour movement.

  • Mao became Party secretary for Hunan; he was to be stationed at Changsha
  • he was to build the party there
  • he founded the Self-Study University
  • this would allow readers to get access to revolutionary literature
  • they were to be found at the office of Wang Fuzhi, a Qing dynasty philosopher
  • he was from Hunan and had resisted the Manchus
  • Mao joined the YMCA Mass Education Movement to fight illiteracy
  • he organized workers to strike against the administration of Hunan governor Zhao Hengti 
  • labour issues remained central.

  • Mao missed the Second Congress (July 1922) in Shanghai
  • the delegates agreed to an alliance with the “bourgeois democrats” of the Guomindang.
  • Communist party members joined the Guomindang to push its politics to the left
  • Mao agreed to the alliance across socio-economic classes
  • Mao was anti-imperialist
  • in his writings he severely criticized the government of Japan, the UK, the USA.
  • in April Grigori Voitinsky, representing the Third Communist International, visited China
  • this was to assist in the formation of a Communist party
  • first a socialist Youth League was organized
  • contact was made with the group of students from Hunan and Sichuan 
  • among these students was Deng Xiaoping 
  • they had been sent to France on  part-time study part-time work scheme.

  • in July 1921 in the French Concession in Shanghai, the First Congress of the CCP was held.
  • neither Chen Duxiu nor Li Dazhao was present on that occasion
  • but Chen Duxiu was chosen as secretary-general of the Party in absentia.-
  • there is some uncertainty about the decision taken at that meeting
  • but it was agreed that the Party should concentrate on promoting the labour movement.
  • between 1921 and 1923, China experienced the `first big wave of labour struggles.'
  • the CCP played the major role in directing the struggle
  • the Guomindang activists also played a role & 
  • the rise of unrest took place before the rise of the CCP
  •  the most successful industrial action was the Xiangang seamen's strike,
  • this began in January 1922 and 
  • its central issue the discrepancy between the wages of white and Chinese seamen.

  • the strike spread to Shanghai and Guangzhou, 
  • eventually it involved 120,000 workers
  • this resulted in the Xianggang seamen receiving a wage rise of 15 to 30%.

  • later the Communist-supported Labour Secretariat organised a congress in Guangzhou
  • this was attended by delegates who claimed to represent 300,000 workers
  • but then, there was a strike of railway workers on the Beijing-Hankou line led to disaster. 

  • the local warlord, Wu Peifu, perhaps encouraged by Western powers, broke up the strike,
  • he killed 35 of the strikers
  • this included the branch secretary of the union of the Jianggnam depot in Hankou,
  • after being expelled from the Beijing parliament in 1913 the Guomindang moved to elsewhere
  • this was in Guangzhou, where it maintained a shadowy existence
  • it had the unreliable support of Chen Jiongming, the local warlord. 
  • these circumstances made Sun Zhongshan receptive to the overtures of Maring, 
  • he was the Comitern agent whom he met in 1921.

  • in the previous year, Lenin had persuaded the Comitern of something interesting.
  • in colonial countries, Communists should collaborate with bourgeois-democratic movements
  • Lenin had considered China to be a colonial country.

  • Maring concluded that the Guomindang should be regarded as such a movement,
  • he obtained Sun Zhongshan's agreement 
  • this was that members of the CCP should be allowed to join the Guomindang 
  • this was as individuals and that a united front should be formed by the two parties.
  • Sun Zhongshan had already begun a reorganization of the Guomindang
  • a new constitution had been adopted
  • it refined the manifesto commitment of the Revolutionary Alliance to three principles: 
  • a) nationalism, 
  • b) democracy
  • c) the people's livelihood.

  •  the new Comitern was Mikhail Borodin
  • he had arrived in Guangzhou in October 1923 &  assisted in making further changes
  • the party was reorganized on Bolshevik lines
  • Sun Zhongshan retained personal leadership, 
  • the Bolsheviks were a diversion from the Leninist model.

  • through the efforts of Sun Fo, a significant improvement was made to the party's finances
  • Sun Fo was Sun Yatsen’s son & was mayor of Guangzhou 
  • in May 1924 a military academy was opened at Huangpu (Whampoa), south of Guangzhou.
  • the academy was headed by Jiang Jieshi (Chang Kaishek) (1887-1975)
  • he had recently returned from Moscow
  • the academy was to train a National Revolutionary Army,
  • this army would be used to reunify China..

  • in the meantime the Guomindang was attempting to organise mass movements.
  • it was supported by the Communist 
  • Liao Zhongkai was the leader of the left wing of the Guominang
  • he promoted a revival of the Guangzhou labour movement,
  • this movement led to a series of strikes and a strengthening of union discipline.

  • one notable protest was the Shamian affair of July 1924
  • the protest was directed against Western imperialism and the unequal treaties.
  • contact was made with the peasants, 
  • the peasants were now recognized as an important component in the revolutionary struggle.

  • in 1922 Peng Pai had begun to work among the peasants of his home district 
  • this was in eastern Guangdong
  • he was the son of a landlord; he had begun to work with peasants in eastern Guandong
  • two years later the Guomindang established a Farmer's Bureau
  • it was headed by Peng Pei,
  • it organized peasant associations & supported peasants in disputes with landlords.

  • the more successful the Guomindang was in getting mass support the more it alienated 
  • a) the merchants 
  • b) landlords 
  • they were the ones who provided its principle support.
  • in the autumn of 1924 a group of Guangzhou merchants raised a militia
  • it also smuggled arms into the city
  • the group was infuriated by the heavy taxes imposed by the Guomindang
  • it was also infuriated by the Guomindang’s encouragement of the labour movement,

  • but his militia was defeated by soldiers from the Huangpu military academy
  • their commander Jiang Jieshi was suspicious of the infiltration tactics of the CCP.

  • in March 1925, Sun Zhongshan died of cancer.
  • his death was commemorated in services nationally,

  • on May 30th 1925, police, commanded by a British officer,  fired on Chinese demonstrators 
  • this took place in the Nanjing Road in Shanghai, killing 12 people
  • protests followed in cities throughout China.

  • in Guangzhou, (June 23rd) British troops fired on a rally and killed 52 demonstrators
  • this precipitated the Guangzhou-Xianggang strike
  • the strike lasted 16 months and seriously disrupted the trade and services of Xianggang.

The Northern Expedition

  • since 1924, discussions had been taking place of a northern expedition to reunify China.

  • in the autumn of that year Wu Peifu was defeated by Feng Yuxiang & Shang Zuolin
  • this encouraged Sun Zhongshan 
  • it was because he had made an agreement to share power with Shang Zuolin
  • but Borodin advised that the military strength of the northern warlords was still too great,
  • the expedition was postponed.

  • the Northern Expedition was eventually launched in July 1926.
  • by then the National Revolutionary Army and its allies had some 150,000 men.
  • it was assisted by Russian military advisers.

  • against it stood the large but inferior forces of 

  • a) Wu Peifu in central China, 
  • b) Sun Chuanfang in the east 
  • c) Zhang Zuolin in the north.

  • the Nationalist forces advanced rapidly through Hunan.
  • it only encountered stiff resistance from Wu Peifu's army as they approach Nanchang,

  • this progress was due to the help given to the Guomindang forces by the mass movements
  • they had been kept in check by the warlords, 
  • they now began to play an important role.
  • the Northern Expedition did set off a wave of popular movements.

  • in Hunan the number of peasants belonging to the peasant association rose dramatically
  • this prompted Mao Zedong, to return to Hunan in December 1926
  • this is where he made his celebrated investigation into the peasant movement.

  • Mao had been head of the Guomindang Peasant Movement Training Institute in Guangzhou,
  • in his report he predicted “several hundred million peasants …will rise like a tornado”
  • the arrival of the Nationalist armies in the Yangzi cities brought a surge of revolutionary spirit
  • it manifested itself in a wave of industrial strikes and heightened student activism.

  • the relationship between the Guomindang and the CCP was already under severe strain
  • in March 1926, Jiang Jieshi, suspected that the crew a gunboat n was about to kidnap him,
  • so, he seized the boat and then carried a purge of Communist supporters in Guangzhou.

  • Borodin calmed things down
  • he persuaded the CCP to continue the united front with the Guomindang. 

  • the Northern Expedition exposed the different agendas of the two parties
  • it also exposed the likelihood of an open disagreement
  • the likelihood of this increased 
  • this was when Jiang Jieshi and the eastern wing of the National Revolutionary Army approached Nanjing and Shanghai.

  • on March 24th,the expeditionary force entered Nanjing
  • some of its troops looted the foreign consulates and killed several foreigners.

  • in response, British ships laid down a protective barrage
  • this killed a number of Chinese. 
  • Jiang Jieshi, not to antagonize the Western powers, blamed the Communists for the attack
  • he executed some of the soldiers held responsible for looting.
  • in Shanghai, Communist leaders, including Zhou Enlai, had mobilized city workers.
  • in particular they were those of the Commercial Press and the Shangai Post Office.
  • they were mobilized against the warlord Sun Chuanfang.

  • in March 1927 they seized control of the city
  • Jiang Jieshi then entered Shanghai
  • he began to use his contacts with the Western powers, 
  • these included wealthy bankers and industrialists, and with underworld figures 
  • one such person was `Smallpox Jirong', leader of the Green Gang
  • it was to raise a force of mobsters to strike at the labour unions.

  • on April 12th, they attacked and killed several hundred union members 
  • they handed the city over to Jiang Jieshi.
  • in Wuhan the united front between Guomindang and Communists survived

  • Stalin was currently engaged in his power struggle with Leon Trotsky, 
  • he had staked his ideological reputation 
  • this was for on continuing the alliance with the `bourgeois-democratic' Guomindang
  • as a consequence Borodin and the Comintern had to support that policy.
  • the leader of the Guomindang government in Wuhan was Wang Jingwei
  • he was regarded by many as Sun Zhongsun's heir, who was on the left wing of the party.

  • the political issue was whether the two parties should carry through an agrarian revolution
  • if so, from whom should land be confiscated and to whom should it be distributed
  • confused and ill-informed instructions from Moscow threw the CCP into disarray.

  • the threat of a rural revolution lost the Guomindang support
  • at the same time, the deteriorating military situation forced Wang Jingwei to act.

  • in July, Communists were expelled from the Guomindang
  • Wuhan was placed under martial law, and a repression of the CCP began.

  • the CCP, with Comitern encouragement, now turned to armed revolt.
  • in August 1st, National Revolutionary Army units seized and briefly held Nancheng.

  • they then marched south, apparently hoping to find support in eastern Guangdong
  • this is where Peng Pei had achieved some success with the peasant associations.

  • in the meantime Mao Zedong had been told to organize a peasant insurrection in Hunan
  • the event is known as the Autumn Harvest uprising
  • it was Mao's recognition of the role poor peasants were going to play in the revolution
  • but it turned into a disaster.

  • the peasant forces were easily defeated
  • Mao and the few survivors were forced to flee into the mountains.

  • in December the CCP Politburo,, promoted an insurrection in Guangzho
  • it has become known as the Guangzhou Commune.

  • the uprising was ill-prepared
  • there was little popular support
  • Zhang Fakui, commander of the Nationalist forces acted quickly and put down the revolt
  • this incident, `turned Chinese public opinion against the Communist Party and Soviet Russia.'

  • the events  of 1927 discredited Wang Jingwei and the left-wing of the Guomindang,
  • it enabled Jiang Jieshi to consolidate his position.

  • in April 1928, he restarted the Northern Expedition 
  • he had the co-operation of Feng Yuxiang & Yan Xishan
  • he went against the remaining warlord armies headed by Zhang Zuolin
  • the 2nd half of the expedition was marked by two important incidents.

  • in late April the Nationalist forces captured Jinan
  • this capital of Shandong had a substantial number of Japanese residents.
  • the Japanese gov’t had already voiced its concerns 
  • this was that the Northern Expedition might endanger Japanese interests in China.
  • the arrival of the Nationalist forces at Jinan prompted the dispatch of two Japanese divisions
  • this was to protect Japanese nationals.
  • a  clash between Nationalists and Japanese troops followed but 
  • Jian Jieshi ignored Chinese protests against this infringement of China's sovereignty, 
  • he patched up the incident
  • the National Revolutionary Army continued its advance upon Beijing.
  • then the Guandong Army attempted to influence events
  • they had been safeguarding Japanese interests in Manchuria.
  • they suspected Zhang Zuolin would oppose extensions of Japanese influence in Manchuria,
  • on June 4th the Kwantung Army officers assassinated him by blowing up his train.
  • but his son Zhang Xueliang took his place and gave his support to the Nationalists
  • before the end of June, Nationalist forces entered Beijing,
  • thus they completed the Northern Expedition.

The Nanjing Decade:  1928-37.

  • the Guomindang made Nanjing its capital 
  • because it was closer to its main power centre on the lower Yangzi.

  • Beijing was now renamed Beiping, that is, `northern peace.' 
  • the 10 year period between 1928 & the Japanese invasion in 1937 is the Nanjing decade.


Urban & Rural Life

  • China in the Nanjing decade was a country of startling contrasts. 
  • the coastal cities are indications of modernization and Westernization were widespread
  • they were somewhat superficial in their modernization

  • in Shanghai in 1929 there were 2326 factories employing nearly 300,000 workers,
  • 70% of these workers were women or children. 
  • in 1933 more than 80% of Chinese-owned industry was located in a few places only:
  • a) the eastern coastal provinces
  • b) southern coastal provinces 
  • b) in Manchuria.

  • in contrast, the pattern of rural life appeared to be unchanging,

  • the Guomindang established a one-party dictatorship.
  • it assumed China was not yet ready for a democracy

  •   in 1931, it issued a provisional constitution
  • it created a five-branch system of government, comprising of 
  • a) the executive, 
  • b) the legislative, 
  • c) the judicial, 
  • d) the examination, 
  • e) the control bureau.

  • this structure was a curious mixture of traditional and modern features.

  • the examination bureau, supervised entry into the civil service,
  • the control bureau  stamped out corruption, 
  • both were reminiscent of the imperial system
  • other aspects of the government displayed Western influence.

  • the Guomindang's Central Political Council nominally exercised executive control
  • after 1930 Jiang Jieshionce  obtained so much dominance
  • both the Guomindang and the government lost effective control.
  • his dominance was achieved by manipulating factions within the party and the government.

  • in the army, his support came from former cadets at the Huanpu Military Academy
  • this is where he had been commandant.
  • within the party, Jiang Jieshi was aided by the `CC clique' 
  • this was led by his close friends the Chen brothers,
  • their influence derived in part from their involvement with the secret police.

  • a less formal grouping, known as the Political study clique 
  • it provided Jiang with support from professional organizations.
  • Jiang also profited from other personal connections.
  • in 1927 he married Song Meiling, the sister of Sun Zhongshan's widow.

  • Song Meiling's other sister was married to Kong Xiangxi (H.H. Kung), a leading banker
  • her brother Song Ziwen (T.V. Soong) was a Harvard graduate and a noted financial expert.
  • due to this, the Communists described the gov’t as the rule of the `Four Big Families.'

  • the ideological stance of the Nanjing government was also ambiguous.
  • many of its supporters were of the May Fourth generation
  • they had participated in the attack on Confucianism,
  • Jiang Jieshi was a follower of Zhu Xi, the 12th century Neo-Confucianist.

  • but Sun Zhongshan had admired Hong Xiuquan, the Taiping leader
  • Jiang Jieshi extolled the achievements of Zeng Guofan, who had opposed the rebellion.

  • during the Nanjing decade Confucianism was reinstated 
  • Confucius' birthday was made a public holiday.

The New Life Movement

  • Confucianism was also an important element in the New Life Movement
  • it was a movement that Jiang Jieshi launched in 1934
  • this was to encourage the practice of four Confucian virtues of 
  • a) propriety, 
  • b) justice, 
  • c) honesty, 
  • d) self-respect, 
  • this was advocated at the same time it disseminated western ideas on hygiene
  • the New Life Movement also had a Christian content
  • Jesus was  held up as a model to emulate
  • the members of the Young Men's Christian Association (YMCA), was very active 
  • they were very active in social work in Chinese cities,

  • in 1931, a group of Huangpu officers, formed an elitist organization
  • it was  later known as the Blue Shirts
  • they wore Chinese-made cotton cloth 
  • this was to demonstrate their commitment to China's national interests.

  • they aimed to revive the Guomindang  and make Jiang Jieshi a dictator
  • they also played a leading role in the New Life Movement.

  • the Blue Shirts' 
  • a) admired of Mussolini
  • b) they were anti-Communism 
  • c) they made use of violence
  • these activities led them to being described as described as a fascist organization
  • Jiang Jieshi was also being accused of harbouring fascist sympathizers.

  • the economic record of the Nanjing gov’t has been the subject of conflicting assessments.

  • the most impressive aspects of the economic record were
  • a) its financial institutions
  • b) its communications
  • c) the growth of the modern industrial sector.

  • in the 1920s China still lacked a unified currency
  • foreign exchange & banking facilities were largely in the hands of foreigners.
  • in 1927 Jiang Jieshi asked his brother-in-law Song Ziwen to develop a financial strategy 

  • among Song's achievements were 
  • a) the rescheduling of China's foreign debts, 
  • b) the introduction of the Chinese silver dollar,
  • c) the abolition of the lijin, the tax on internal trade.
  • e) he also established a central bank 
  • f) he established specialized banks to 
  • 1) deal in foreign exchange, 
  • 2) provide credits for peasants,
  • 3) finance the development of transportation.

  • his reforms were not entirely successful.
  • throughout the decade, government revenue covered only about 80% of its expenditure.
  • this was because of heavy militar

  • the sound way to increase government revenue was to tax the agricultural sector efficiently,
  • but the Guomindang lacked the authority and trained personnel to achieve this.

  • to cover the deficit the banks sold large quantities of heavily discounted government bonds,
  • this was very often to officials,
  • it increased government liabilities and diverted private investment into speculation.

  • bureaucratic capitalism became even more marked after Song Ziwen was replaced
  • this was in 1933 by Kong Xiangxi
  • it was faced with the crisis caused by the United States' silver-buying programme
  • the Bank of China was forced to issue new shares
  • they were forced to exchange these for government bonds
  • consequently the government holding of bank assets rose from 20% to over 70%.

  • at the start of the decade China had about 8000 miles of railway tracks
  • 5they also had about 18,000 miles of motorable road
  • ten years later a further 5000 miles of railway had been built
  • the length of motorable roads had increased to 69,000 miles
  • a further 10,000 miles of road were under construction.
  • in addition, a national air line had been established
  • it operated scheduled services and carried air mail
  • this expansion of communications 
  • a) created work and investment, 
  • b) helped to integrate economic regions
  • c) strengthened the sense of national identity.

  • in other respects the achievement was less creditable.
  • much of the labour used was conscripted
  • peasants were often not permitted to use the new roads 
  • that is because they had been built for military purposes
  • over half the new railway mileage had been built in Manchuria,
  • from 1931 Manchuria was under Japanese control.

  • during this period 
  • a) the modern industrial sector grew rapidly from a small base. 
  • b) Impressive advances were achieved both in 
  • 1) new industries, for example electricity generation
  • 2) in older industries such as coal, where output grew at 7% per annum.
  • but this growth was heavily concentrated in the treaty ports and in Manchuria
  • a high proportion of the larger enterprises were foreign owned 
  • much of the Chinese share of modern industry was in consumer goods,
  • about 3/4 of the output by value being in textiles and foodstuffs.

  • of importance to China's economic regeneration was the increase of productivity 
  • this was in the agricultural sector.

  • between 1931 and 1935 farmers suffered a sharp fall in income 
  • this was caused by the world depression and the outflow of silver.

  • the Guomindang was aware of the problem of peasant immiseration and 
  • the Guomindang took some steps to relieve it.

  • in 1930 it passed a land law 
  • the law restricted rent to 3/8th of the main crop, but this was never enforced.

  • a  National Agricultural Research Bureau was set up in 1932 
  • measures were introduced to extend credit to farmers
  • this was done  through the agricultural co-operative movement.

  • most of the loans went to landlords
  • little of what they borrowed was invested in the land.
  • these measures appear woefully inadequate
  • the commitment of the Guomindang to a transformation of the country was suspect.
  • the Guomindang had signalled its intention to develop education
  • this was a way of creating a modern nation-state.
  • wen it came to power it passed detailed laws covering all forms of schooling
  • in 1930 Jiang Jieshi himself became minister of education.

  • advice was received from the League of Nations on a national plan of educational reform
  • 1940 was chosen as the date for the introduction of compulsory education.

  • the educational record during the Nanjing decade was very uneven
  • the proportion of children attending primary and secondary schools increased
  • but the provision was much better in the cities than it the countryside.

  • in 1932 only 15% of the children enrolled in primary schools were girls.
  • many private schools continued to operate 
  • missionary societies ran over 3000 private schools.

  • the most ambitious attempt to extend educational opportunities was made by an American
  • this was by the National Association for the Promotion of Mass Education 
  • it was led by Dr. James Yen, an American-educated Christian.

  • the literacy campaign it promoted was part of a broader rural reconstruction movement
  • it was pioneered at Yen's centre at Ding Xian in Hebei.

  • colleges and universities were concentrated in the coastal cities
  • universities made heavy use of staff who had been trained abroad
  • they based their teaching on foreign texts and examples.

  • many universities were underfunded and their students suffered economic hardships.
  • the Guomindang tried to clamp down on political activity in universities, 
  • but students were frequently involved in protests,
  • this was especially in 1935 & 1936 when a wave of nationalism swept the campuses.

  • a scholarly community did grow up,
  • it was  engaged in research and publication.
  • a notable achievement was the founding in 1928 of the Academia Sinica, 
  • this was a national research institute.

  • the Guomindang had come to power on a wave of nationalist sentiment
  • it had declared that it intended to get rid of the unequal treaties.
  • but in 1927, in Hankou, in Nanjing, and yet again in Shanghai, it failed
  • it tried to avoid antagonizing the Western powers
  • after it came to power it used diplomatic measures to achieve its aims
  • this was chosen instead of violence.
  • in 1928 the United States took the lead in returning tariff autonomy
  • between 1929 and 1931 Britain voluntarily surrendered concessions in
  • a) Hankou, 
  • b) Jiujiang, 
  • c)Zhenjiang
  • d) Xiamen,
  • e) the leased territory of Weihaiwei.

  • other concessions remained in foreign hands
  • negotiations to end extraterritoriality had made little progress before the war with Japan
  • this war would change the priorities of China's foreign relations.























































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































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